Data Systems

Compliance

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Speak to a COMgroup Data Systems Professional to see what we can do for your company. (877) ASK-COMG

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COMgroup can analyze your company's requirements from a technical point of view and recommend as well as implement the appropriate solutions. Following is a snapshot of key elements that many of our clients, particularly in the financial sector, have needed to consider as part of their day-to-day business practice.

  • Is your company prepared to provide the SEC or other regulatory bodies with the data they require in a timely and concise fashion, without providing more than what is requested?
  • Is the recording of telephone conversations required for any employees transacting business?
  • Does the company allow Instant Messaging over the Internet? If so, are those conversations being monitored and archived?
  • Is an e-mail archiving system in place that captures all e-mail correspondence and archives it so that it cannot be manipulated?
  • Does your company retain archive data for a legally required duration?